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Authors: Robert C. Knapp

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The difficulty is increased because ‘freedman’ was not a category of the street; that is to say, ordinary people did not go around identifying themselves as ‘freedman,’ nor, apparently, did others so identify them, unlike the readiness to identify someone as a slave. In the New Testament, for example, there is a single possible reference to people who are freedmen (although the status of freedman is used metaphorically to describe followers of Christ); allegations that, for example, Lydia, the
dealer in purple of Acts 16, was a freedwoman or that Paul was the son or grandson of a freedman have no proof in the texts themselves. In
The Golden Ass
a single episode in the novel (10.17) involves a person identified as a freedman, and I know of no reference in the Greek romances. People designated as freedmen are rare in the papyri. Mention of them is also rare in Artemidorus’
Interpretation of Dreams;
there is one reference, for example, to whether the dreamer will marry a freedwoman, but this is definitely an outlier. Unlike many social types such as women and slaves, ‘freedman’ is not a trigger for meaning in dreams – there is no connection made, for example, between arrogance and freedmen, or ungratefulness and freedmen; they just do not appear as meaning-carriers. Given that Artemidorus was assembling interpretations from his dossier of dreams dealt with, this means that the clients were not dreaming dreams with freedmen in them and, even more, without traits of freedmen as noted in elite literature carrying dream meaning. While a contributing factor might be that Artemidorus is writing for an audience in the Greek East, where freedmen were far fewer than in Italy. When evidence from dreams is added to other material, it is clear that people were not terribly interested in ‘freedman’ as a defining category.

This indifference starkly differed from the freedman’s own sense of accomplishment in gaining freedom. A clear indication of this is that freedmen often identified themselves as ex-slaves on their gravestones by naming their ex-master.

Freeborn:
C. Cornelius Cai filius Lupulus = Gaius Cornelius Lupulus, son of Gaius.

Freedman:
C. Cornelius Cai libertus Lupulus = Gaius Cornelius Lupulus, freedman of Gaius.

Gaius Lupulus the freedman could have easily omitted ‘freedman of Gaius’; there was no need to put it there, just as there was no ‘requirement’ that a filiation (‘son of Gaius’) be added. The important thing to emphasize is that a person who had won his freedom was very much aware of the feat and voluntarily wished to display the fact on his gravestone. He was proud of winning his freedom and dying a free man. But at the same time, to all appearances, other ordinary folks did not
particularly care on a daily basis whether a person was a freedman or not.

How many freedmen were there? I have noted that the status is intrinsically limited because it can apply only to slaves freed by Roman citizens. These citizens accounted for just 10 to 15 percent of the total population in the empire before universal citizenship in ad 212. Their freedmen numbered perhaps half a million. Remember that freed status disappeared after the first generation; at any given time among a numerous citizen population such as in Italy or a Roman citizen colony, perhaps only one in twenty was a freedman or freedwoman; in areas with few Roman citizens, a person would probably have to meet well over a hundred people to find himself dealing with a single citizen freedperson. These numbers are of necessity very gross estimates, as demographic information is lacking. But they do give some indication of the scale of the situation. And that scale is very small indeed, especially as compared with slaves, who constituted perhaps 9 million (15 percent) of the total population, varying, of course, by time and place. There is no question of a freedman population overwhelming a free population, or even of being numerically very visible. This conclusion stands directly against the impression of ‘Orontes flowing into Tiber’ of the elite sources and the supposed evidence of the names of freedmen that I have critiqued above.

Freedmen’s voices

It is time to let the freedmen speak for themselves. But before I do that, it is useful as a transition to look at the voice of an actual freedman’s son. This is Quintus Horatius Flaccus, the famous poet Horace. In his
Satires
(1.6.65–88), Horace tells of how his father had been a slave, probably enslaved during the civil tumults of the early first century
BC
. He was freed, and worked as a tax collector living in Venusia. He wanted his son to be educated. He did not send him to the local school in Venusia, however; rather, he took him to school in Rome and watched over him. According to Horace, his father just wanted him to be successful in the same frame as he himself was. But his father’s care paid off more than that. Horace’s talents landed him a place in the circle of Maecenas, patron of the arts at Rome. Horatius, therefore, is a clear example of
an ambitious freedman father. There is no hint that he was ashamed of his freedman status, or of his profession – although he wanted his son to rise in society through a good education and connections. Horace stresses the general (he assumes) tendency to disparage someone whose father was a freedman. But it was only his attempting to rise that laid odium on the son at the hands of the elites he now cavorted with. And that son did not disown the father, but respected all that his freedman father did for him, raising him in a strongly moral fashion and helping him to better himself. Had Horace remained a merchant or an auctioneer, or a tax collector, Horace’s father would not have complained, he says. So in Horace’s father we have a freedman proud of who he was, eager for the betterment of his son, content in his place.

It is important to keep freedmen like Horace’s father in mind when scholars speak of freedmen belonging to a ‘marginal subcommunity’; or aver that ‘he had been a slave and neither he nor others could forget it.’ As I have shown, there is scant evidence for this, except as wealthy freedmen relate to elites. Indeed, the mere fact that there was no prohibition on intermarriage between freeborn and freedmen should be clear evidence that ordinary people didn’t care; the complementary restriction on the marriage of freedmen and members of the highest elite, the senatorial class, emphasizes that any ‘disgrace’ was in the eyes of that aristocracy alone. I can also point to the fact that freedmen were exempt from property taxes, just as freeborn citizens were; had they been second-class citizens surely this would not be the case. Nor was a freedman identifiable on the street. Upon manumission traditionally a freedman’s cap was worn, and there are illustrations of this. But this cap was a ceremonial one and not an everyday head covering. Freedmen looked and dressed just like everyone else on the street. A freedman lived as freeborn Romans did, and restrictions on his social standing were determined by economic circumstances, individual ability, and ambition, not by social restrictions.

There were legal disabilities, but these were not of much account. As I have noted, freedmen could not hold office in Rome or in municipalities, but how many would want to? They were barred from some Roman priesthoods, but how many aspired to them? They could not join the legions, although they were eligible for other military and quasi-military units. But as most male slaves were freed around age
thirty, not many would have wanted to set out from there on a military career. In sum, these legal disabilities would not have touched the lives of ordinary freedmen in any significant way.

As most freedmen came to their freedom through their accomplishments under their master but, as the culture demanded, the master expected deference and material benefit from the freed slave, there were bound to be different feelings toward a master depending on the personality of the freedman, and that of the master. Some freedmen would respect and appreciate their patrons, as Hermeros says to Encolpius in Petronius:

I made every effort to please my master, a really high-class and dignified person whose little finger was worth more than your whole body and soul. (
Satyricon
57)

Grave epigraphy has abundant evidence of this sort of honor given to a patron by a freedman; while it is possible to discount a few such occurrences as post-mortem sycophancy, or as required by a codicil of testamentary liberation, the frequency of positive remembrances must reflect good relations in many situations. For example:

Lucius Servilius Eugenes and Lucius Servilius Abascantus and Servilia Lais, the freedwoman of Lucius, set this up of their own free will to the best of patrons. (
CIL
5.7955, Cimiez, France)

To the Spirits of Tiberius Claudius Onesimus, who lived 65 years, 6 months, and 5 days. Aurelia Dioclia his wife and Tiberius Claudius Meligerus his freedman set this up to the best of patrons. (
CIL
6.15172, Rome)

To the Spirits of Quintus Fabius Theogonus, a paint dealer doing business in the Esquiline area near the statue of Plancus. Fabia Nobilis set this up to the very best and most thoughtful patron, well deserving of her greatest loyalty, and to herself. (
CIL
6.9673, Rome)

Such good relations could be powerfully important to a freedman as he could derive not only material benefit from a favoring patron,
but also prestige from association with him, should he be a pillar of the community.

Others might harbor resentments real or imagined against their ex-master and try, as I noted above, to avoid the formal and informal obligations owed, even to the extent of being hauled into court by a patron demanding that
operae
due be performed. Naturally these would not leave an epigraphic record and so remain anonymous. But there is evidence of a patron’s anger at an ungrateful freedman:

Marcus Aemilius Artema made this monument for Marcus Licinius Sucessus his well-deserving brother, and for Caecilia Modesta his wife and for himself and for his freedmen and freedwomen and their offspring EXCEPT the freedman Hermes who I forbid to have any entrance, approach or access to this monument because of his wrongs against me. (
CIL
6.11027, Rome)

Legal sources list some of these ‘wrongs’ that freedmen did to their patrons: failure to carry out duties to a former master; insolent behavior; physical attack; spreading malicious rumors; inciting someone to bring legal action against them; or publicly accusing them at law.

Circumstances varied depending on whether the freedman remained in the patron’s household or set up in his own home and establishment. In the household, the freed slave would receive food and lodging, but would lack the freedom of action inherent in living on his own. On the other hand, being put out of the household upon gaining freedom could turn out to be much less happy than imagined. Epictetus, a freedman himself, holds up with not a little philosophical piquancy the possibility that a freed slave would find himself out in a world much less kindly than the one he left as a slave; I have quoted the passage in full in
Chapter 4
(
Discourses
4.1.34–7).

It is curious, and perhaps just a result of literary intent, that in almost all instances the freedmen in the ‘Trimalchio’s Dinner’ episode of the
Satyricon
cannot be shown to be either independent of or dependent on their patrons. The patrons are, in fact, invisible. Perhaps this is just so that the freedmen can be put on display, rather than because their patrons really did not figure in their daily lives. But at any rate, there would be freedmen who had no patron and so no patron to be involved.
These would operate without the support but also without the interference of an ex-master.

Freedmen formed close relationships with other freedmen. For example:

To Aulus Memmius Clarus. Aulus Memmius Urbanus set this up to his fellow freedman and partner most dear to himself. Between me and you, O best of the best, my fellow freedman, I know in my heart there never was a hint of disagreement. And with this gravestone I bring the gods of heaven and hell to witness that you and I bought together at auction were freed together from the household, nor did anything ever come between us except your fatal day. (
CIL
6.22355a =
ILS
8432, Rome)

Naturally rivalries between freedmen existed at the same time as friendships. The gravestones of freedmen testify to the competition for recognition among themselves. Their very frequency coupled with an emphasis on accomplishments dear to freedmen’s hearts – success in family and business – bear witness to this. Such rivalries were normal within the context of the honor-driven culture. It seems, though, that normally freedmen associated with each other despite the competition. Freedmen at times formed their own associations, but this does not appear to have been a common phenomenon; few such groups are attested to in epigraphy. As might be expected from the fact that ordinary freedmen were not stigmatized or disabled in significant ways, they associated not only with their fellow freedmen but with freeborn as well. Thus much more commonly than ‘freedman’ associations, we find associations of mixed condition, very commonly free and freed, and often enough including slaves as well. Sometimes free, sometimes freed are leaders; there seems to be no pattern indicating that freedmen were discriminated against in any way; there is no ‘freedman milieu.’ Freedmen also mixed with slaves not only in the associations but also in other things, as can be seen in this dedication of an altar to the
Lares Augusti:

When Gaius Caesar, son of Augustus, and Lucius Paullus were consuls, these cult officers set up an altar to the Augustan Lares: Quintus Numisius Legio, freedman of Quintus; Lucius Safinius, freedman of Lucius; Hilarus and Sodalis, slaves of Gaius Modius Cimber; Aeschinus, slave of Octavius Marcus. (
CIL
10.1582 =
ILS
3611, Pozzuoli, Italy)

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